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Individual Application
Application
Company Name
First Name
Last Name
E-mail
Country of Incorporation
Country of Residence
Mobile Number
Regulated Entity
Investor Type
Wealth
Sophisticated
Professional

Duly signed certificate required

  • Assets Test: The individual has net assets of at least AUD 2.5 million.
  • Income Test: The individual has a gross income for each of the last two financial years of at least AUD 250,000.
  • A Wholesale Accountant letter duly signed by a Certified Public Accountant.

Sophisticated Wholesale Client

  • Proof of professional employment within the industry for a minimum duration of one year.
  • Trading Statement(s) demonstrating trading experience for the last year.

Professional Wholesale Client

  • Must possess a valid financial service license.
  • The individual should have investor funds totaling at least AUD 10 million.
  • Evidence of the License/Authorization is required.

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